An intervention or blockage by the SEC is conceivable only if the submitting shell company or the merging entity fails to meet the legally required disclosure and reporting obligations, or if material information is missing.

By engaging experienced SEC-specialized law firms, utilizing PCAOB-audited financial statements, and conducting structured due diligence processes, this risk is reduced to an absolute minimum.

Should additional requirements arise during the review process, they can be met through supplemental submissions, corrections, or amended filings.
Our procedural approach is designed to continuously align all compliance elements until the transaction fully meets every regulatory requirement.

The only potential effect is that more complex transactions may require additional processing time — instead of the usual 3 to 4 months, certain cases may require an extended timeframe.
However, with professional oversight and execution, regulatory failure is virtually impossible.